The RIA Works Privacy Policy

Privacy Is a Priority

The RIA Works, LLC (hereinafter referred to as “The RIA Works,” and including the website is committed to safeguarding the confidentiality of personal information provided by its clients and prospective clients. As part of this commitment, The RIA Works has adopted this privacy policy concerning the collection, use, and disclosure of nonpublic personal information received from clients and prospective clients.

Your Privacy Is Not for Sale

Simply put, we do not and will not sell your personal information to anyone, for any reason, at any time.

Information We Collect

As we work together to achieve your goals, you will often share with us personal and confidential business information, including, for example, your contact information, your business needs, information regarding your firm, and/or proprietary business information. All information collected is held in the strictest confidence and is not shared with any external third party, without prior approval. Information we collect is for the purpose of providing you with professional services and servicing your account as applicable. We consider protecting your personal and confidential business information as the cornerstone of a trusted partnership with our clients.

Use and Disclosure of Information

We may use your personal and business information and share it with our affiliates in order to provide you with top-quality service, provide professional services, enhance our procedures, implement security measures, and fight fraud. If you have asked us to work with external parties, we may share your personal and business information with those individual(s) or firm(s).

We will never sell or provide your personal or business information to any outside party other than to service your account. We will never sell our mailing list to other businesses so they can offer and sell you goods and services that are unrelated to us.

We use several service providers to effectively service your account, including consulting firms, technology providers, research firms, attorneys, accountants, and other third-party businesses. We may be required to disclose personal or business information that we collect about you with these other businesses in order to service you.

Occasionally, we may be required to provide information about you and your business to government agencies, self-regulatory organizations, industry associations, and similar entities in order to fulfill legal and regulatory requirements. We will make every reasonable effort to contact you in advance of providing such information.

This privacy policy is effective January 1, 2015. We reserve the right to change this policy at any time and will post any changes to this policy on this website, in this privacy statement, and other places we deem appropriate. Please check this page periodically for changes. You will be deemed to have been made aware of, and will be subject to, the changes to the privacy policy by your continued use of our services or the website after such notice has been posted for thirty (30) days.

Protecting Your Information

The RIA Works will always protect any information you provide us. We never sell any personal information. We will only share information with service providers as necessary to fulfill your requested services.

How to Opt Out

At any time, you may contact us to opt out of promotional emails. We will immediately address any requests or concerns. Please email us at

Other Questions?

If you have any questions regarding our privacy policy, please contact us.